Internal Auditor

Internal Auditor triages requests and this page offers 20 real tasks that explain quick assessment and prioritization steps. Tasks show criteria, common outcomes, and when to loop in others. Each one shows where we found it, and comes with an AI prompt you can copy and use straight away.

20evidenced tasks
20ready prompts
9tools of the trade
13-2061.00O*NET-SOC code
67,830hold this job (US, BLS 2025)
$94,160median pay/yr (US)
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What it pays

Government survey numbers — not estimates, not ads.

Half of all Financial Examiners in the U.S. earn more than $94,160 a year — the middle 80% land between $56,230 and $174,200. About 67,830 people in the U.S. do this work. Figures are for the U.S. occupation group “Financial Examiners”. (U.S. Bureau of Labor Statistics survey, published 2025.) In India, Professionals earn about ₹38,298 a month on average — around ₹4.6 lakh a year (government PLFS survey via ILOSTAT, occupation-family figure).
$94,160typical pay / year
67,830people in this work
$174,200+top 10% earn
₹4.6 lakha year in India (family avg)
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The work, task by task

These are the real jobs-to-be-done, not a wish list. Each task shows where we found it, and the prompt underneath is written for that exact task.

Analysing3

Evaluate the risk level of loans

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Assess the portfolio of 320 commercial and consumer loans, score each for credit, concentration and covenant…
Assess the portfolio of 320 commercial and consumer loans, score each for credit, concentration and covenant risk, flag the 25 highest-risk loans for deep review, and deliver a one-page risk summary to the audit manager by Thursday noon.
The tools that do the workStructured query language SQLMicrosoft ExcelESCOjob descriptionsO*NET

Verify or authenticate financial records

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Trace and vouch balances for 40 sampled accounts to source invoices, bank statements and repayment schedules,…
Trace and vouch balances for 40 sampled accounts to source invoices, bank statements and repayment schedules, mark any discrepancies over $2,500, and append verified evidence to each working paper for the audit manager’s sign-off by Monday.
The tools that do the workSAPMicrosoft ExcelESCOjob descriptions

Analyze new regulations and policies

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Review the draft regulation and the bank’s policy update, produce a short impact assessment showing required…
Review the draft regulation and the bank’s policy update, produce a short impact assessment showing required control changes, compliance deadlines and cost implications, and circulate to Risk, Compliance and the COO within three business days.
The tools that do the workMicrosoft WordMicrosoft Visiojob descriptionsO*NET
Learning3

Ensure compliance with laws and regulations

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Review the past 24 months of transactions, identify any breaches of lending, AML or tax rules, map…
Review the past 24 months of transactions, identify any breaches of lending, AML or tax rules, map noncompliant items to the specific statute or regulation, and prepare a findings memo for Legal and the CFO before the regulator call on Friday.
The tools that do the workSAPMicrosoft Wordjob descriptionsO*NET

Gather information through meetings with management

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Schedule and run a 60-minute evidence-gathering meeting with the head of Loans, the credit operations lead…
Schedule and run a 60-minute evidence-gathering meeting with the head of Loans, the credit operations lead and the tax manager next Tuesday, collect explanations for the three anomalous accounts, and update the working paper with verbatim notes and agreed next actions.
The tools that do the workMicrosoft OutlookMicrosoft Wordjob descriptionsO*NET

Train other examiners in financial examination processes

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Prepare a half-day training for four new examiners covering sampling, vouching and evidence retention, build…
Prepare a half-day training for four new examiners covering sampling, vouching and evidence retention, build the practice exercises and an assessment, and deliver the slide deck and exercise brief to Learning by next Wednesday.
The tools that do the workMicrosoft PowerPointMicrosoft Exceljob descriptionsO*NET
The daily work14

Plan, supervise, and review work of assigned subordinates.

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Plan the quarterly audit assignments for Priya, assign fieldwork to Marcos and Leila with scopes and…
Plan the quarterly audit assignments for Priya, assign fieldwork to Marcos and Leila with scopes and deadlines, schedule weekly check-ins, review their working papers before sign-off, and flag any resource gaps to me by next Monday.
The tools that do the workMicrosoft ProjectMicrosoft ExcelO*NET

Review audit reports of internal and external auditors to monitor adequacy of scope of reports or to discover specific weaknesses in internal routines.

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Review the external audit reports from Grant Thornton and last quarter's internal audit reports, note gaps in…
Review the external audit reports from Grant Thornton and last quarter's internal audit reports, note gaps in scope or recurring control failures, draft a one-page summary of specific weaknesses with recommended follow-ups for the CFO by Thursday.
The tools that do the workMicrosoft WordMicrosoft ExcelO*NET

Provide regulatory compliance training to employees.

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Prepare a 45-minute regulatory compliance session for all finance staff covering recent VAT, AML, and data…
Prepare a 45-minute regulatory compliance session for all finance staff covering recent VAT, AML, and data protection changes, include two case studies from our accounts, attach a one-page checklist for managers, and schedule sessions for next Wednesday and Friday.
The tools that do the workMicrosoft PowerPointMicrosoft OutlookO*NET

Establish guidelines for procedures and policies

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Draft updated procedure guidelines for cash handling, vendor onboarding, and expense approvals, circulate the…
Draft updated procedure guidelines for cash handling, vendor onboarding, and expense approvals, circulate the draft to finance, procurement, and legal for comments, incorporate feedback, and publish the final version on the policy library by end of month.
The tools that do the workMicrosoft WordMicrosoft SharePointjob descriptions

Collect and examine financial data for clients, organisations and companies

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Collect the last twelve months of ledger entries, bank statements, and supporting invoices for the retail…
Collect the last twelve months of ledger entries, bank statements, and supporting invoices for the retail division, examine unusual reconciling items and high-risk transactions, prepare a findings memo with corrective actions and discuss with the transaction owners by Friday.
The tools that do the workStructured query language SQLMicrosoft ExcelESCO

Evaluate, consult and assist the source of the transaction if necessary

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Evaluate the disputed supplier payment from March, consult with procurement and the transaction owner to…
Evaluate the disputed supplier payment from March, consult with procurement and the transaction owner to trace approvals, document whether controls failed or a coding error occurred, and if needed draft corrective steps and owner responsibilities by Tuesday.
The tools that do the workSAPMicrosoft OutlookESCO

Use their review of the client's financial governance as assurance

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Deliver my assurance memo on the client's financial governance to the audit committee, attach the reviewed…
Deliver my assurance memo on the client's financial governance to the audit committee, attach the reviewed governance checklist and remediation log, highlight three high-risk controls and recommend who must act by next quarter.
The tools that do the workMicrosoft WordMicrosoft OutlookESCO

Check accounting records

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Reconcile the client's general ledger to the trial balance for July, flag unexplained variances over five…
Reconcile the client's general ledger to the trial balance for July, flag unexplained variances over five thousand and produce a working papers bundle showing source transactions and my sampling rationale.
The tools that do the workMicrosoft ExcelStructured query language SQLESCOsee the evidence ↗

Analyse financial risk

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Run a risk assessment of the cash collection process, score inherent and control risk for each subprocess,…
Run a risk assessment of the cash collection process, score inherent and control risk for each subprocess, produce a heat map and recommend the top two mitigation actions for CFO review next week.
The tools that do the workMicrosoft VisioMicrosoft ExcelESCOsee the evidence ↗

Inspect tax returns

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Compare the submitted corporate tax returns to the accounting records for 2025, identify three material…
Compare the submitted corporate tax returns to the accounting records for 2025, identify three material discrepancies with tax effect, document the calculations and prepare questions for the tax manager by Friday.
The tools that do the workSAPMicrosoft ExcelESCOsee the evidence ↗

Financial department processes

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Map the month-end close process, note ownership, SLAs and manual workarounds, identify three bottlenecks that…
Map the month-end close process, note ownership, SLAs and manual workarounds, identify three bottlenecks that delay close beyond seven days and draft action items for the finance operations lead.
The tools that do the workMicrosoft VisioMicrosoft SharePointESCOsee the evidence ↗

Financial analysis

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Prepare a three-page analysis of working capital trends, show receivables, payables and inventory days for…
Prepare a three-page analysis of working capital trends, show receivables, payables and inventory days for the last eight quarters, explain drivers and give three tactical recommendations for the CFO.
The tools that do the workMicrosoft ExcelMicrosoft PowerPointESCOsee the evidence ↗

Interpret financial statements

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Interpret the Q2 consolidated financial statements for North Region, explain any sudden changes in revenue…
Interpret the Q2 consolidated financial statements for North Region, explain any sudden changes in revenue recognition, variance in gross margin versus budget, and identify three areas where controls weakness could materially misstate results, all by Thursday COB.
The tools that do the workMicrosoft ExcelMicrosoft WordESCOsee the evidence ↗

Conduct financial audits

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Conduct the year-end financial audit of Accounts Payable for Manufacturing by testing a 60-sample of…
Conduct the year-end financial audit of Accounts Payable for Manufacturing by testing a 60-sample of invoices, tracing approvals, matching to receiving reports, documenting exceptions, and produce a findings memo for the CFO by next Wednesday.
The tools that do the workMicrosoft ExcelSAPESCOsee the evidence ↗

Says who?

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Activities this job lives in

The human activities behind the tasks — each with its honest AI ceiling.

The logs, files & records this job keeps

Shared with other careers — the same record means something different in each.

Related careers

Same family of work — each with its own tasks and prompts.

The LLOS Work Atlas is the world's largest evidenced task library — a map of human work, with a ready prompt behind every task. 1,774 careers · every task named by the sources that witnessed it — O*NET, ESCO, real job descriptions, Wikipedia — and the deepest tasks by several at once. And it is honest about limits: where AI cannot help, the map says so.

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